The document data is based on the Compliance Wizard. If more wizards are used combine these to one new wizard, only to be used here.
All documents used in the wizard are counted. If the number of the document includes the text N/A then the document is not applicable and not counted.
Several selections can be made. Each selection compares with a field in relation management.
For the selection on Status client, the following method applies.
–With an asterisk (*), all clients are selected
–With an empty selection, all clients without a status code are selected
–With every other selection, all clients with status codes that are present in the provided code list are selected
Status client |
File 111 field 15 |
Spec. agreement |
File 111 field 20 |
UBO country |
File 136 field 15 |
Management is not |
File 110 field 5 |
and has powers |
File 110 field 16 |
Bank country is not |
Company country of File 112 field 5 |
Service |
File 117 field 7 |
Selected service, fee from until |
File 117 field 13 |
UBO risk |
File 140 field 16 |
Objects |
File 142 field 10 |
After choosing the button Update compliance the data is extracted from Mill7 and Excel will open using the Compliance template to show the data.
The report shows per entity for all documents an indication if the document is received or not.
